中國證監會近日發布《監管規則適用指引——境外發行上市類第7號：關于境內企業由境外場外市場轉至境外證券交易所實現境外發行上市的證監監管要求》。指引明確，內企境內企業境外轉板上市的業境，應當按照境外首次公開發行上市相關要求，外轉杏彩彩票官網在境外(wai)提交轉板上市申請文件(jian)后3個工作(zuo)日內(nei)向中國證監會備案。板上

指引信息顯示，市需杏彩彩票平臺排名榜前十名近期，經備某在境外(wai)(wai)(wai)(wai)場外(wai)(wai)(wai)(wai)市(shi)場掛牌(pai)的(de)案(an)(an)程境內(nei)企業向境外(wai)(wai)(wai)(wai)監(jian)管(guan)機構提交(jiao)了轉至境外(wai)(wai)(wai)(wai)證(zheng)券(quan)交(jiao)易所上(shang)市(shi)的(de)申請，在未履行(xing)境外(wai)(wai)(wai)(wai)首次(ci)公開(kai)發(fa)行(xing)上(shang)市(shi)備案(an)(an)程序的(de)證(zheng)監(jian)情況下，完成境外(wai)(wai)(wai)(wai)上(shang)市(shi)。內(nei)企上(shang)述行(xing)為違(wei)反了《境內(nei)企業境外(wai)(wai)(wai)(wai)發(fa)行(xing)證(zheng)券(quan)和上(shang)市(shi)管(guan)理試行(xing)辦法》相關(guan)規定。業境

證監會表示，外轉根據試行辦法相關規定，板上杏彩彩票平臺排名榜最新境(jing)(jing)(jing)外(wai)(wai)發(fa)行(xing)(xing)上(shang)市(shi)(shi)(shi)指在境(jing)(jing)(jing)外(wai)(wai)證券交易所發(fa)行(xing)(xing)上(shang)市(shi)(shi)(shi)相(xiang)關活(huo)動(dong)，市(shi)(shi)(shi)需(xu)境(jing)(jing)(jing)內(nei)企(qi)業在境(jing)(jing)(jing)外(wai)(wai)場(chang)外(wai)(wai)市(shi)(shi)(shi)場(chang)掛牌不屬于備案管理范(fan)圍(wei)。經備試行(xing)(xing)辦法第十六(liu)條規定(ding)“發(fa)行(xing)(xing)人境(jing)(jing)(jing)外(wai)(wai)首次(ci)公開發(fa)行(xing)(xing)或者上(shang)市(shi)(shi)(shi)的(de)，應當在境(jing)(jing)(jing)外(wai)(wai)提交發(fa)行(xing)(xing)上(shang)市(shi)(shi)(shi)申(shen)請文件后(hou)3個(ge)工(gong)作日內(nei)向(xiang)中國證監會備案”。境(jing)(jing)(jing)內(nei)企(qi)業境(jing)(jing)(jing)外(wai)(wai)轉板(ban)上(shang)市(shi)(shi)(shi)的(de)，應當按(an)照境(jing)(jing)(jing)外(wai)(wai)首次(ci)公開發(fa)行(xing)(xing)上(shang)市(shi)(shi)(shi)相(xiang)關要求(qiu)，在境(jing)(jing)(jing)外(wai)(wai)提交轉板(ban)上(shang)市(shi)(shi)(shi)申(shen)請文件后(hou)3個(ge)工(gong)作日內(nei)向(xiang)中國證監會備案。

此(ci)外(wai)(wai)(wai)，根據《關于境內企(qi)業境外(wai)(wai)(wai)發(fa)行(xing)(xing)上市(shi)備案管(guan)理安排的通知》，試行(xing)(xing)辦(ban)法施(shi)行(xing)(xing)之日(ri)(ri)（即2023年3月31日(ri)(ri)），已在境外(wai)(wai)(wai)提(ti)交(jiao)轉(zhuan)板上市(shi)申請文(wen)件、未獲境外(wai)(wai)(wai)監管(guan)機構或者境外(wai)(wai)(wai)證券交(jiao)易所同意(yi)的境內企(qi)業，應(ying)當在境外(wai)(wai)(wai)轉(zhuan)板上市(shi)完成(cheng)前履行(xing)(xing)備案程(cheng)序。（記者劉慧、劉羽佳）